NG, KONG SANG

吳港生

HKMA AA1485HKMA Relevant IndividualCurrently registeredExecutive Officer

NG, KONG SANG (HKMA registration number AA1485) is a relevant individual on the HKMA Register of Securities Staff of Authorized Institutions. Currently registered to carry on regulated activities at BANQUE PICTET & CIE SA. Has been engaged at 6 authorized institutions over time.

Current Registration (3)

Registered Institution	Regulated Activity	Exec. Officer	Capacity	First engaged
BANQUE PICTET & CIE SA	RA 1 Type 1: dealing in securities	Yes	RELATIONSHIP MANAGEMENT	2021-03-30
BANQUE PICTET & CIE SA	RA 4 Type 4: advising on securities	Yes	RELATIONSHIP MANAGEMENT	2021-03-30
BANQUE PICTET & CIE SA	RA 9 Type 9: asset management	Yes	RELATIONSHIP MANAGEMENT	2021-03-30

Business Address

Registered Institution	SFC CE No.	Address
BANQUE PICTET & CIE SA	BMG891	9/F, CHATER HOUSE, 8 CONNAUGHT ROAD CENTRAL, HONG KONG

Conditions

Registered Institution Effective Date Description 1 Registered Institution BANQUE PICTET & CIE SA Effective Date 30 Mar 2021 --> Description --> For Type 9 regulated activity, the Executive Officer shall not provide a service of managing a portfolio of futures contracts for another person.

Registration History (8)

2021-03-30 – present Current

BANQUE PICTET & CIE SA Executive Officer

RA 1 RA 4 RA 9

2019-11-25 – 2021-07-30

PICTET & CIE (EUROPE) S.A.

RA 1 RA 4 RA 9

2014-12-23 – 2019-08-14

CREDIT SUISSE AG Executive Officer

RA 9

2009-06-17 – 2019-08-14

CREDIT SUISSE AG Executive Officer

RA 1 RA 4

2008-08-15 – 2009-06-16

CREDIT SUISSE

RA 1 RA 4

2005-06-23 – 2008-04-09

UBS AG

RA 1

2005-06-11 – 2005-06-15

UBS AG

RA 1

2003-04-01 – 2005-06-05

CITIBANK, N.A.

RA 1

Data referenced from the HKMA public "Register of Securities Staff of Authorized Institutions" — for reference only.
Official record：apps.hkma.gov.hk · JSON API：/api/hkma/AA1485