PONG, KWOK YAN (HKMA registration number AA1464) is a relevant individual on the HKMA Register of Securities Staff of Authorized Institutions. Currently registered to carry on regulated activities at AGRICULTURAL BANK OF CHINA LIMITED. Has been engaged at 3 authorized institutions over time.
| Registered Institution | Regulated Activity | Exec. Officer | Capacity | First engaged |
|---|---|---|---|---|
| AGRICULTURAL BANK OF CHINA LIMITED | RA 1 Type 1: dealing in securities | Yes | HEAD OF INVESTMENT ADVISORY AND EXECUTION | 2013-09-02 |
| AGRICULTURAL BANK OF CHINA LIMITED | RA 4 Type 4: advising on securities | Yes | HEAD OF INVESTMENT ADVISORY AND EXECUTION | 2013-09-02 |
| Registered Institution | SFC CE No. | Address |
|---|---|---|
| AGRICULTURAL BANK OF CHINA LIMITED | ACX641 | 25/F, AGRICULTURAL BANK OF CHINA TOWER, 50 CONNAUGHT ROAD CENTRAL, HONG KONG. |