Sophia Securities (International) Limited is a Hong Kong SFC licensed corporation (CE number BSG662). First licensed on 2022-12-09. Its SFC licence is currently active. It is licensed for 3 regulated activities: Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management).
| Type | English | Chinese | Effective |
|---|---|---|---|
| RA 1 | Dealing in Securities | 證券交易 | 2022-12-09 |
| RA 4 | Advising on Securities | 就證券提供意見 | 2022-12-09 |
| RA 9 | Asset Management | 提供資產管理 | 2022-12-09 |