Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is compiled from SFC, HKMA and other public regulatory records and is for reference only — verify on the official SFC website before relying on it.
SFC Radar
中文 ← Back to search

Shanggu Securities Limited

上古證券有限公司
CE BLG356Licensed Corporation
Date of licence (SFO)
2018-02-05
Register as of
2026-07-23
Last indexed
2026-07-24 01:05 UTC
Official SFC record

Shanggu Securities Limited is a Hong Kong SFC licensed corporation (CE number BLG356). First licensed on 2018-02-05. Its SFC licence is currently active. It is licensed for 3 regulated activities: Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance).

Regulated Activities

TypeEnglishChineseEffective
RA 1Dealing in Securities證券交易2018-02-05
RA 4Advising on Securities就證券提供意見2018-02-05
RA 6Advising on Corporate Finance就機構融資提供意見2018-02-05

Responsible Officers (3)

CE No.NameChinese
AEH460O' YANG Wiley歐陽偉立
AOE724HAN Xu韓旭
BMW869MAN Chi Yu Alissa文志妤

Representatives (1)

CE No.NameChinese
AAJ570YAU Shu Cheung游樹祥

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/corp/BLG356