China Prospect Securities Limited is a Hong Kong SFC licensed corporation (CE number BGB759). First licensed on 2016-01-22. Its SFC licence is currently not active. It is licensed for 2 regulated activities: Type 1 (Securities dealing), Type 4 (Advising on securities).
| Type | English | Chinese | Effective |
|---|---|---|---|
| RA 1 | Dealing in Securities | 證券交易 | 2016-01-22 |
| RA 4 | Advising on Securities | 就證券提供意見 | 2018-05-09 |
Matched to HKEX’s published participant and trading-right lists by legal name, refreshed daily. The number in brackets is the HKEX participant ID.