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Guotai Global Investments Limited

國泰全球投資管理有限公司
CE BEL572Licensed Corporation
Date of licence (SFO)
2015-08-19
Register as of
2026-07-22
Last indexed
2026-07-22 17:05 UTC
Official SFC record

Guotai Global Investments Limited is a Hong Kong SFC licensed corporation (CE number BEL572). First licensed on 2015-08-19. Its SFC licence is currently active. It is licensed for 3 regulated activities: Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities

TypeEnglishChineseEffective
RA 1Dealing in Securities證券交易2019-05-07
RA 4Advising on Securities就證券提供意見2015-08-19
RA 9Asset Management提供資產管理2015-08-19

Responsible Officers (3)

CE No.NameChinese
BFJ729ZHOU Xiangyong周向勇
BGX573JIANG Zhengtai姜征泰
BJZ280ZHAO Jiayin趙佳音

Representatives (11)

CE No.NameChinese
BIM656WENG Ketong翁可通
BNY043GU Wanru谷婉茹
BOI954LAU King Yan劉璟欣
BPU966ZHU Dan朱丹
BQP899CONG Cong叢叢
BUG053ZHANG Yiyao张懿瑶
BVO605LIANG Xing梁杏
BWB599WU Kefan吳可凡
BWV847LU Jingwei陸經緯
BXA095ZHANG Ronghe張容赫
BXN448LI Yanfu李彦甫

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/corp/BEL572