Chelsea Securities Limited is a Hong Kong SFC licensed corporation (CE number AAI605). First licensed on 2003-10-28. Its SFC licence is currently active. It is licensed for 4 regulated activities: Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance), Type 9 (Asset management).
| Type | English | Chinese | Effective |
|---|---|---|---|
| RA 1 | Dealing in Securities | 證券交易 | 2003-10-28 |
| RA 4 | Advising on Securities | 就證券提供意見 | 2003-10-28 |
| RA 6 | Advising on Corporate Finance | 就機構融資提供意見 | 2003-10-28 |
| RA 9 | Asset Management | 提供資產管理 | 2003-10-28 |
Matched to HKEX’s published participant and trading-right lists by legal name, refreshed daily. The number in brackets is the HKEX participant ID.
| CE No. | Name | Chinese |
|---|---|---|
| ACP158 | LIN Peng | 林芃 |
| ALQ216 | CHOI Chung Tin | 蔡仲天 |