CLSA Limited（CE 編號 AAB893）是香港證監會持牌法團。首次發牌日期為 2004-08-17。其證監會牌照目前有效。獲准進行 3 項受規管活動：第 1 類 (證券交易)、第 4 類 (就證券提供意見)、第 7 類 (自動化交易)。
| 類別 | English | 中文 | 生效日期 |
|---|---|---|---|
| RA 1 | Dealing in Securities | 證券交易 | 2004-08-17 |
| RA 4 | Advising on Securities | 就證券提供意見 | 2004-08-17 |
| RA 7 | Providing Automated Trading Services | 提供自動化交易服務 | 2013-07-09 |
按法律名稱與港交所公布的參與者及交易權持有人名單配對，每日更新。括號內為港交所參與者編號。
| CE編號 | 姓名 | 中文 |
|---|---|---|
| AFT585 | CHAN Wai Hung, Edmund | 陳偉雄 |
| AFU388 | KWONG Marcus Mann | 鄺孟芹 |
| AGC469 | LAM Steve Kwok Leung | 林國樑 |
| AGF194 | CHAN Chi Chuen | 陳志銓 |
| AHA572 | LAU Chi Kin, Vincent | 劉子堅 |
| AHD591 | CHENG Siu Kong, Conrad | 鄭小剛 |
| AJD455 | GOLDIE BENJAMIN JAMES | |
| ALW212 | MCMURTRAY Nathan Noel | |
| AMS885 | YUEN Sze Wing, Esther | 袁詩穎 |
| AOA787 | SUN Yi | 孫毅 |
| AOE594 | CHEUNG Ho Ming | 張可明 |
| AON896 | YUNG Chun Woon, Louis | 翁進煥 |
| AOR607 | LEE Hoo Wan, Owen | 李浩雲 |
| AOS336 | LI Chunbo | 李春波 |
| APA066 | COCHRAN Shaun Donald | |
| APD422 | JAEGER Christian John | |
| AQE321 | ZHANG Xiujie | 張秀杰 |
| AQH362 | WONG Wing Sze | 黃詠詩 |
| AQW179 | PATEL Divyesh Dineshchandra | |
| ARQ375 | OLDFIELD Alexander Toby | |
| ASD313 | PARK Edward | |
| ASY848 | KANEVSKY Eugene | |
| ATB631 | LAW Chuk Nga | 羅竹雅 |
| AUZ703 | YU Yang | 于楊 |
| AVR238 | KU Lai Hung | 古麗紅 |
| AVV553 | YAN Gaojian | 严高剑 |
| AVV560 | XU Yingbo | 許英博 |
| AVY121 | NG Kai Him | 吳啟謙 |
| AXR364 | NA Mufu | 那木夫 |
| AYG657 | WANG Yu | 王瑜 |
| AYO044 | SONG Chunming | 宋春鳴 |
| AYO826 | LI Heung | 李响 |
| AYZ889 | WU Sitao | 吳思燾 |
| AZA855 | JIANG Ya | 姜娅 |
| AZM917 | LIU Yewei | 劉業偉 |
| BAT984 | HOU Yueyang | 侯越洋 |
| BCG031 | CHEN Tengfei | 陳滕飛 |
| BDQ418 | YANG Buyun | 楊佈云 |
| BEM652 | YUAN Ransi | 袁然思 |
| BEQ540 | SUN Jia | 孫佳 |
| BFS676 | LUO Ding | 羅鼎 |
| BHL578 | WANG Gan | 王干 |
| BIX444 | FONG Hiu Fai | 方曉暉 |
| BJX658 | ZHOU Shufan | 周澍凡 |
| BKC604 | CHAN Hoi Yee | 陳凱儀 |
| BMT656 | CHEN Lingxin | 陳靈欣 |
| BMX543 | SHI Dong | 史棟 |
| BOO676 | HU Baifeng | 胡柏風 |
| BQB328 | XU Chenming | 许晨鸣 |
| BQQ704 | QIU Zhiqian | 邱志千 |
| BQV633 | ZHANG Jinglei | 張京雷 |
| BQV916 | LIU Zhe | 刘哲 |
| BRD962 | HAN Yuxin | 韓禹歆 |
| BRQ930 | HAI Qiang | 海强 |
| BSQ486 | CHENG Jie | 程杰 |
| BTC407 | ZHU Yexin | 朱烨辛 |
| BTV771 | LI Li | 李黎 |
| BUG299 | TANG Liang | 唐亮 |
| CE編號 | 姓名 | 中文 |
|---|---|---|
| ABH437 | ONG So Po, Polly | 王素寶 |
| ACI383 | GREEN Guy Miles David | |
| ADY724 | SHEK Po Wan, Winnie | 石寶雲 |
| AFT124 | CHIU Sze Lai | 趙施麗 |
| AFW098 | WONG King Wai, Gilbert | 黃景威 |
| AGK055 | LEACH Francis Hugh Magnus | |
| AHK745 | TAN Gee Meng | |
| AHQ485 | FROST Michael | |
| AIH476 | LEUNG Heung Yik | 梁向奕 |
| AJB117 | TONG Wai Tak, William | 唐偉德 |
| ALA228 | TAM Ho Yin, Jude | 譚顥賢 |
| ALB111 | ENG Karen Jane | 伍倚華 |
| ALI074 | LAU Kit Ling | 劉潔玲 |
| AMJ193 | KWOK Chun Yu | 郭震宇 |
| AMS785 | ZIEGLER Richard Paul | |
| ANA972 | DEL PAPA Massimiliano | |
| ANM294 | TSE Wing Hong | 謝穎匡 |
| ANR809 | QIN Chengdong | 秦成棟 |
| AOD605 | NG Chung Kwong | 吳松光 |
| AOT744 | LIN David Ping | 林平 |
| AOU971 | LESMINA Sarina | |
| AOY690 | WONG Yew Kiang | |
| AOZ110 | CHANG Eric | |
| APA193 | WONG Voon-Chung | 汪桓中 |
| APA364 | DE DIOS Maria Martha Araullo | |
| APA371 | DY Alfred Olmedo | |
| APG273 | BALANCO Laurence | |
| APK672 | ZHU Jia | 朱佳 |
| APL961 | SCHWARTZ Bradley Harris | |
| APN587 | WANG Yimin | 王逸旻 |
| APQ832 | TONG Nga Lai | 唐雅麗 |
| AQC205 | LAI Norman | 黎樂仁 |
| AQH432 | MIGNON Hartly | |
| AQI406 | RICHTER Christopher John | |
| AQI680 | CHUNG Yong Ho | |
| AQM397 | RUFFY Francis Nicolo Punzalan | |
| AQM712 | RO Soong Chu | |
| AQQ108 | NG Pak Lin | 伍柏廉 |
| AQS231 | WONG Sze Man | 黃詩敏 |
| AQU888 | MUSTON Nigel Peter | |
| ARE770 | KONGKALAI Varatch | |
| ARP391 | CHATURVEDI Deepti | |
| ARP675 | PRESLER Paul Erik | |
| ARP678 | SEAGRIM John Christopher | |
| ARP686 | DWERRYHOUSE Alan Damian | |
| ARQ497 | JAIN Sonal | |
| ART684 | BARWICK Richard John | |
| ASO493 | VAJPAYEE Bhavtosh | |
| ASY194 | HENNING Edmund Anthony Biddulph | |
| ASZ582 | LI Xin | 李鑫 |
| ASZ589 | CHEN Cong | 陳聰 |
| ATS210 | SOMANI Anirudh | |
| ATS911 | OEN Daniel Thian Liong | |
| AUT095 | KOGAR Samir | |
| AUW524 | MOCHIZUKI Masahiro | |
| AUZ227 | KIM Jongmin | |
| AUZ702 | LI Ya | 李雅 |
| AVA611 | CHUA Ruby Margaret Lao | |
| AVH984 | TAN Ming Yi | 陳銘億 |
| AVM919 | MENG Jiawei | 孟家煒 |
| AVU840 | MEHTA Viraf Dinshaw | |
| AVV363 | GARG Amit | |
| AVV364 | YUSUI (BOURLET) Edward Kai | |
| AVV713 | LEE Beom Jun | |
| AVV760 | LEE Yuna | |
| AVX128 | MOORE Baden James | |
| AVY718 | LIU Marcus Chun Hao | 廖俊豪 |
| AWC178 | ZENG Liyi | 曾禮儀 |
| AWJ513 | WANG Mengting | 王梦婷 |
| AWT319 | SHENG Yiran | 盛一然 |
| AXK258 | WOO Ricky Ka Wing | 胡家榮 |
| AXO517 | TSANG Tsz Mei | 曾紫微 |
| AXQ228 | MANOUKIAN Shante Sassoon | |
| AXQ582 | ZHANG Qinrui | 張欽銳 |
| AXT647 | WONG Peter Pui To | 黃沛濤 |
| AXW972 | PAULSEN Morten | |
| AXZ553 | QI Xiaoliang | 齊晓亮 |
| AYR790 | LAM Fong Chun | 林方進 |
| AYV659 | ZU Guopeng | 祖國鵬 |
| AZJ841 | LAU Pak Ho, Patricio | 劉珀豪 |
| AZN900 | XIAO Feifei | 肖斐斐 |
| AZW299 | JAIN Vikash Kumar | |
| BAD766 | SMITH Nicholas David Paul | |
| BAH731 | ZUO Dingliang | 左丁亮 |
| BAP750 | YAO Yuan | 姚遠 |
| BAR454 | PAREKH Bharat Nalinkant | |
| BBF446 | LAI Ki Cheong | 黎其昌 |
| BBG510 | SHAH Amit Pramod | |
| BBJ502 | TSOI Geoffrey Wai Yip | 蔡偉業 |
| BBL850 | KEUNG Tung Fong | 姜東方 |
| BBR074 | ZHANG Huan | 張歡 |
| BBT996 | DEFIBAUGH Jay Loren | |
| BCD198 | MA Liwei | 馬麗薇 |
| BCD281 | JI Ming | 季銘 |
| BCD291 | ZHONG Wei | 鍾威 |
| BCE782 | MATSUMOTO Toshihide | 松本敏英 |
| BCT445 | TANG Yi | 唐毅 |
| BDO747 | LOW Horng Han | |
| BDP861 | LI Xiang | 李想 |
| BDX574 | QIN Peijing | 秦培景 |