TAM, ALEX KIN CHUNG
譚建中
HKMA AJ7089HKMA 有關人士現時已註冊主管人員 (EO)
TAM, ALEX KIN CHUNG（HKMA 註冊編號 AJ7089）為香港金融管理局「認可機構證券業務員工註冊紀錄冊」內的有關人士。現時於 CANADIAN IMPERIAL BANK OF COMMERCE 註冊進行受規管活動。歷年曾於 1 間認可機構任職。
現時註冊 Current Registration (2)
| 註冊機構 | 受規管活動 | 主管人員 | 職位 Capacity | 首次受聘日期 |
|---|
| CANADIAN IMPERIAL BANK OF COMMERCE | RA 1 Type 1: dealing in securities | 是 | CHIEF EXECUTIVE, CIBC HONG KONG BRANCH AND MANAGING DIRECTOR, GLOBAL TRANSACTION BANKING, ASIA PACIFIC | 2025-06-13 |
| CANADIAN IMPERIAL BANK OF COMMERCE | RA 4 Type 4: advising on securities | 是 | CHIEF EXECUTIVE, CIBC HONG KONG BRANCH AND MANAGING DIRECTOR, GLOBAL TRANSACTION BANKING, ASIA PACIFIC | 2025-06-13 |
註冊條件 Conditions
Registered Institution Effective Date Description 1 Registered Institution CANADIAN IMPERIAL BANK OF COMMERCE Effective Date 13 Jun 2025 --> Description --> For Types 1 and 4 regulated activities, the Executive Officer shall, when actively participating in or when directly supervising the business of such activities, do so under the advice of another Executive Officer of CANADIAN IMPERIAL BANK OF COMMERCE not subject to a similar condition.
註冊紀錄 Registration History (1)
2025-06-13 – 現時 現職
RA 1 RA 4