LOW, DAVID
廖光兴
HKMA AJ6877HKMA 有關人士現時已註冊主管人員 (EO)
LOW, DAVID（HKMA 註冊編號 AJ6877）為香港金融管理局「認可機構證券業務員工註冊紀錄冊」內的有關人士。現時於 DBS BANK (HONG KONG) LIMITED 註冊進行受規管活動。歷年曾於 2 間認可機構任職。
現時註冊 Current Registration (2)
| 註冊機構 | 受規管活動 | 主管人員 | 職位 Capacity | 首次受聘日期 |
|---|
| DBS BANK (HONG KONG) LIMITED | RA 2 Type 2: dealing in futures contracts | 是 | HEAD OF DERIVATIVES CLEARING AND EXECUTION | 2025-05-15 |
| DBS BANK LTD. | RA 2 Type 2: dealing in futures contracts | 是 | HEAD OF DERIVATIVES CLEARING AND EXECUTION | 2025-05-15 |
註冊條件 Conditions
Registered Institution Effective Date Description 1 Registered Institution DBS BANK (HONG KONG) LIMITED Effective Date 15 May 2025 --> Description --> For Type 2 regulated activity, the Executive Officer shall, when actively participating in or when directly supervising the business of such activity, do so under the advice of another Executive Officer of DBS BANK (HONG KONG) LIMITED not subject to a similar condition. 1 Registered Institution DBS BANK LTD. Effective Date 15 May 2025 --> Description --> For Type 2 regulated activity, the Executive Officer shall, when actively participating in or when directly supervising the business of such activity, do so under the advice of another Executive Officer of DBS BANK LTD. not subject to a similar condition.
註冊紀錄 Registration History (2)