GE, KANLI

葛侃理

HKMA AJ4892HKMA 有關人士現時已註冊主管人員 (EO)

GE, KANLI（HKMA 註冊編號 AJ4892）為香港金融管理局「認可機構證券業務員工註冊紀錄冊」內的有關人士。現時於 OCBC BANK (HONG KONG) LIMITED 註冊進行受規管活動。歷年曾於 2 間認可機構任職。

現時註冊 Current Registration (4)

註冊機構	受規管活動	主管人員	職位 Capacity	首次受聘日期
OCBC BANK (HONG KONG) LIMITED	RA 1 Type 1: dealing in securities	否	HEAD OF GLOBAL MARKETS	2024-07-16
OCBC BANK (HONG KONG) LIMITED	RA 9 Type 9: asset management	是	HEAD OF GLOBAL MARKETS	2025-03-18
OVERSEA-CHINESE BANKING CORPORATION LIMITED	RA 1 Type 1: dealing in securities	否	HEAD OF GLOBAL MARKETS	2024-07-16
OVERSEA-CHINESE BANKING CORPORATION LIMITED	RA 4 Type 4: advising on securities	否	HEAD OF GLOBAL MARKETS	2024-09-26

業務地址 Business Address

註冊機構	SFC CE 編號	地址
OCBC BANK (HONG KONG) LIMITED	AAC083	OCBC CENTRE, 161 QUEEN'S ROAD CENTRAL, HONG KONG.
OVERSEA-CHINESE BANKING CORPORATION LIMITED	AAD499	9/F., NINE QUEEN'S ROAD CENTRAL, HONG KONG.

註冊條件 Conditions

Registered Institution Effective Date Description 1 Registered Institution OCBC BANK (HONG KONG) LIMITED Effective Date 18 Mar 2025 --> Description --> For Type 9 regulated activity, the Executive Officer shall not provide a service of managing a portfolio of futures contracts for another person.

註冊紀錄 Registration History (4)

2025-03-18 – 現時現職

OCBC BANK (HONG KONG) LIMITED 主管人員 (EO)

RA 9

2024-09-26 – 現時現職

OVERSEA-CHINESE BANKING CORPORATION LIMITED

RA 4

2024-07-16 – 現時現職

OCBC BANK (HONG KONG) LIMITED

RA 1

2024-07-16 – 現時現職

OVERSEA-CHINESE BANKING CORPORATION LIMITED

RA 1

資料引用自香港金融管理局（HKMA）「認可機構證券業務員工註冊紀錄冊」公開紀錄，僅供參考。
官方紀錄：apps.hkma.gov.hk · JSON API：/api/hkma/AJ4892