YE, YUNPING

叶允平

HKMA AJ2747HKMA 有關人士現時已註冊主管人員 (EO)

YE, YUNPING（HKMA 註冊編號 AJ2747）為香港金融管理局「認可機構證券業務員工註冊紀錄冊」內的有關人士。現時於 DBS BANK (HONG KONG) LIMITED 註冊進行受規管活動。歷年曾於 2 間認可機構任職。

現時註冊 Current Registration (3)

註冊機構	受規管活動	主管人員	職位 Capacity	首次受聘日期
DBS BANK (HONG KONG) LIMITED	RA 1 Type 1: dealing in securities	否	SPECIALIST, PORTFOLIO MANAGEMENT, PRIVATE BANKING	2025-11-07
DBS BANK (HONG KONG) LIMITED	RA 4 Type 4: advising on securities	否	SPECIALIST, PORTFOLIO MANAGEMENT, PRIVATE BANKING	2025-11-07
DBS BANK (HONG KONG) LIMITED	RA 9 Type 9: asset management	是	SPECIALIST, PORTFOLIO MANAGEMENT, PRIVATE BANKING	2025-11-18

業務地址 Business Address

註冊機構	SFC CE 編號	地址
DBS BANK (HONG KONG) LIMITED	AAL664	11TH FLOOR, THE CENTER, 99 QUEEN'S ROAD CENTRAL, HONG KONG.

註冊條件 Conditions

Registered Institution Effective Date Description 1 Registered Institution DBS BANK (HONG KONG) LIMITED Effective Date 24 Mar 2026 --> Description --> For Type 9 regulated activity, the Executive Officer shall not provide a service of managing a portfolio of futures contracts for another person.

註冊紀錄 Registration History (5)

2026-03-24 – 現時現職

DBS BANK (HONG KONG) LIMITED 主管人員 (EO)

RA 9

2025-11-07 – 現時現職

DBS BANK (HONG KONG) LIMITED

RA 1 RA 4

2025-11-18 – 2026-03-23

DBS BANK (HONG KONG) LIMITED

RA 9

2023-12-19 – 2025-10-26

INDUSTRIAL BANK CO., LTD. 主管人員 (EO)

RA 9

2023-08-02 – 2025-10-26

INDUSTRIAL BANK CO., LTD.

RA 1 RA 4

資料引用自香港金融管理局（HKMA）「認可機構證券業務員工註冊紀錄冊」公開紀錄，僅供參考。
官方紀錄：apps.hkma.gov.hk · JSON API：/api/hkma/AJ2747