KASTENHOLZ, MIKA ARNOLD
HKMA AJ2454HKMA 有關人士現時已註冊主管人員 (EO)
KASTENHOLZ, MIKA ARNOLD(HKMA 註冊編號 AJ2454)為香港金融管理局「認可機構證券業務員工註冊紀錄冊」內的有關人士。現時於 LGT BANK AG 註冊進行受規管活動。歷年曾於 1 間認可機構任職。
現時註冊 Current Registration (5)
| 註冊機構 | 受規管活動 | 主管人員 | 職位 Capacity | 首次受聘日期 |
|---|
| LGT BANK AG | RA 1 Type 1: dealing in securities | 是 | GLOBAL HEAD INVESTMENT SOLUTIONS | 2023-06-22 |
| LGT BANK AG | RA 2 Type 2: dealing in futures contracts | 是 | GLOBAL HEAD INVESTMENT SOLUTIONS | 2023-06-22 |
| LGT BANK AG | RA 4 Type 4: advising on securities | 是 | GLOBAL HEAD INVESTMENT SOLUTIONS | 2023-06-22 |
| LGT BANK AG | RA 5 Type 5: advising on futures contracts | 是 | GLOBAL HEAD INVESTMENT SOLUTIONS | 2023-06-22 |
| LGT BANK AG | RA 9 Type 9: asset management | 是 | GLOBAL HEAD INVESTMENT SOLUTIONS | 2023-06-22 |
業務地址 Business Address
| 註冊機構 | SFC CE 編號 | 地址 |
|---|
| LGT BANK AG | AWF529 | SUITE 4203, TWO EXCHANGE SQUARE, 8 CONNAUGHT PLACE, HONG KONG. |
註冊條件 Conditions
Registered Institution Effective Date Description 1 Registered Institution LGT BANK AG Effective Date 03 Sep 2025 --> Description --> For Type 9 regulated activity, the Executive Officer shall not provide a service of managing a portfolio of futures contracts for another person.
註冊紀錄 Registration History (4)
2025-12-11 – 現時 現職
RA 2 RA 5
2025-09-03 – 現時 現職
RA 1 RA 4 RA 9
2023-06-22 – 2025-12-10
RA 2 RA 5
2023-06-22 – 2025-09-02
RA 1 RA 4 RA 9