SO, KA HEI
蘇嘉曦
HKMA AJ2227HKMA 有關人士現時已註冊主管人員 (EO)
SO, KA HEI(HKMA 註冊編號 AJ2227)為香港金融管理局「認可機構證券業務員工註冊紀錄冊」內的有關人士。現時於 FUSION BANK LIMITED 註冊進行受規管活動。歷年曾於 2 間認可機構任職。
現時註冊 Current Registration (2)
| 註冊機構 | 受規管活動 | 主管人員 | 職位 Capacity | 首次受聘日期 |
|---|
| FUSION BANK LIMITED | RA 1 Type 1: dealing in securities | 是 | MANAGER, PRODUCT MANAGEMENT | 2025-12-25 |
| FUSION BANK LIMITED | RA 4 Type 4: advising on securities | 是 | MANAGER, PRODUCT MANAGEMENT | 2025-12-25 |
註冊條件 Conditions
Registered Institution Effective Date Description 1 Registered Institution FUSION BANK LIMITED Effective Date 29 Jan 2026 --> Description --> For Types 1 and 4 regulated activities, the Executive Officer shall, when actively participating in or when directly supervising the business of such activities, do so under the advice of another Executive Officer of FUSION BANK LIMITED not subject to a similar condition.
註冊紀錄 Registration History (3)
2026-01-29 – 現時 現職
RA 1 RA 4
2025-12-25 – 2026-01-28
RA 1 RA 4
2023-05-19 – 2025-11-30
RA 1 RA 4