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GUO, ZHIQIANG

郭志強
HKMA AJ1231HKMA 有關人士現時已註冊主管人員 (EO)
HKMA 官方紀錄

GUO, ZHIQIANG(HKMA 註冊編號 AJ1231)為香港金融管理局「認可機構證券業務員工註冊紀錄冊」內的有關人士。現時於 BANK OF CHINA INTERNATIONAL LIMITED 註冊進行受規管活動。歷年曾於 1 間認可機構任職。

現時註冊 Current Registration (2)

註冊機構受規管活動主管人員職位 Capacity首次受聘日期
BANK OF CHINA INTERNATIONAL LIMITEDRA 1 Type 1: dealing in securitiesMANAGING DIRECTOR2022-08-01
BANK OF CHINA INTERNATIONAL LIMITEDRA 4 Type 4: advising on securitiesMANAGING DIRECTOR2022-08-01

業務地址 Business Address

註冊機構SFC CE 編號地址
BANK OF CHINA INTERNATIONAL LIMITEDAAN8512/F & 3/F, BANK OF CHINA BUILDING, 2A DES VOEUX ROAD CENTRAL, HONG KONG

註冊條件 Conditions

Registered Institution Effective Date Description 1 Registered Institution BANK OF CHINA INTERNATIONAL LIMITED Effective Date 01 Aug 2022 --> Description --> For Type 9 regulated activity, the Executive Officer shall not provide a service of managing a portfolio of futures contracts for another person unless it is for hedging purpose only. 2 Registered Institution BANK OF CHINA INTERNATIONAL LIMITED Effective Date 01 Aug 2022 --> Description --> For Types 1, 2, 4, 5 and 9 regulated activities, the Executive Officer shall, when actively participating in or when directly supervising the business of such activities, do so under the advice of another Executive Officer of BANK OF CHINA INTERNATIONAL LIMITED not subject to a similar condition.

註冊紀錄 Registration History (2)

2022-08-01 – 現時 現職
RA 1 RA 4
2022-08-01 – 2025-10-24
RA 2 RA 5 RA 9