TAM, CHUNG HIM
談仲騫
HKMA AJ0704HKMA 有關人士現時已註冊主管人員 (EO)
TAM, CHUNG HIM（HKMA 註冊編號 AJ0704）為香港金融管理局「認可機構證券業務員工註冊紀錄冊」內的有關人士。現時於 EFG BANK AG 註冊進行受規管活動。歷年曾於 1 間認可機構任職。
現時註冊 Current Registration (3)
| 註冊機構 | 受規管活動 | 主管人員 | 職位 Capacity | 首次受聘日期 |
|---|
| EFG BANK AG | RA 1 Type 1: dealing in securities | 是 | HEAD OF INVESTMENT CONTENT AND DELIVERY, ASIA | 2022-10-15 |
| EFG BANK AG | RA 4 Type 4: advising on securities | 是 | HEAD OF INVESTMENT CONTENT AND DELIVERY, ASIA | 2022-10-15 |
| EFG BANK AG | RA 9 Type 9: asset management | 是 | HEAD OF INVESTMENT CONTENT AND DELIVERY, ASIA | 2025-08-07 |
業務地址 Business Address
| 註冊機構 | SFC CE 編號 | 地址 |
|---|
| EFG BANK AG | AFV863 | LEVEL 18, INTERNATIONAL COMMERCE CENTRE, 1 AUSTIN ROAD WEST, KOWLOON. |
註冊條件 Conditions
Registered Institution Effective Date Description 1 Registered Institution EFG BANK AG Effective Date 07 Aug 2025 --> Description --> For Type 9 regulated activity, the Executive Officer shall not provide a service of managing a portfolio of futures contracts for another person. 2 Registered Institution EFG BANK AG Effective Date 07 Aug 2025 --> Description --> For Type 9 regulated activity, the Executive Officer shall, when actively participating in or when directly supervising the business of such activity, do so under the advice of another Executive Officer of EFG BANK AG not subject to a similar condition.
註冊紀錄 Registration History (3)
2022-12-01 – 現時 現職
RA 1 RA 4
2022-10-15 – 2022-11-30
RA 1 RA 4