CLOT, JACQUES-LOUIS HENRI
HKMA AI7059HKMA 有關人士現時已註冊主管人員 (EO)
CLOT, JACQUES-LOUIS HENRI(HKMA 註冊編號 AI7059)為香港金融管理局「認可機構證券業務員工註冊紀錄冊」內的有關人士。現時於 NATIXIS 註冊進行受規管活動。歷年曾於 1 間認可機構任職。
現時註冊 Current Registration (4)
| 註冊機構 | 受規管活動 | 主管人員 | 職位 Capacity | 首次受聘日期 |
|---|
| NATIXIS | RA 1 Type 1: dealing in securities | 是 | HEAD OF EQUITY INDEX AND HYBRIDS TRADING, ASIA PACIFIC | 2021-07-14 |
| NATIXIS | RA 2 Type 2: dealing in futures contracts | 是 | HEAD OF EQUITY INDEX AND HYBRIDS TRADING, ASIA PACIFIC | 2021-07-14 |
| NATIXIS | RA 4 Type 4: advising on securities | 是 | HEAD OF EQUITY INDEX AND HYBRIDS TRADING, ASIA PACIFIC | 2021-07-14 |
| NATIXIS | RA 5 Type 5: advising on futures contracts | 是 | HEAD OF EQUITY INDEX AND HYBRIDS TRADING, ASIA PACIFIC | 2021-07-14 |
業務地址 Business Address
| 註冊機構 | SFC CE 編號 | 地址 |
|---|
| NATIXIS | AGJ912 | LEVEL 72, UNITS 7101-7103A, 7105-7107A, 7108, INTERNATIONAL COMMERCE CENTRE, 1 AUSTIN ROAD WEST, KOWLOON. |
註冊條件 Conditions
Registered Institution Effective Date Description 1 Registered Institution NATIXIS Effective Date 22 Apr 2026 --> Description --> For Types 1, 2, 4 and 5 regulated activities, the Executive Officer shall, when actively participating in or when directly supervising the business of such activities, do so under the advice of another Executive Officer of NATIXIS not subject to a similar condition. 2 Registered Institution NATIXIS Effective Date 22 Apr 2026 --> Description --> For Types 1, 2, 4 and 5 regulated activities, the Executive Officer shall within 6 months from the effective date of consent for appointment as an Executive Officer for the relevant regulated activities (or within such further period as the Monetary Authority may agree in writing) have passed the relevant recognized local regulatory framework paper(s) pursuant to the Guidelines on Competence issued by the Securities and Futures Commission and informed the Monetary Authority of the examination result(s).
註冊紀錄 Registration History (2)
2026-04-22 – 現時 現職
RA 1 RA 2 RA 4 RA 5
2021-07-14 – 2026-04-21
RA 1 RA 2 RA 4 RA 5