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CLOT, JACQUES-LOUIS HENRI

HKMA AI7059HKMA 有關人士現時已註冊主管人員 (EO)
HKMA 官方紀錄

CLOT, JACQUES-LOUIS HENRI(HKMA 註冊編號 AI7059)為香港金融管理局「認可機構證券業務員工註冊紀錄冊」內的有關人士。現時於 NATIXIS 註冊進行受規管活動。歷年曾於 1 間認可機構任職。

現時註冊 Current Registration (4)

註冊機構受規管活動主管人員職位 Capacity首次受聘日期
NATIXISRA 1 Type 1: dealing in securitiesHEAD OF EQUITY INDEX AND HYBRIDS TRADING, ASIA PACIFIC2021-07-14
NATIXISRA 2 Type 2: dealing in futures contractsHEAD OF EQUITY INDEX AND HYBRIDS TRADING, ASIA PACIFIC2021-07-14
NATIXISRA 4 Type 4: advising on securitiesHEAD OF EQUITY INDEX AND HYBRIDS TRADING, ASIA PACIFIC2021-07-14
NATIXISRA 5 Type 5: advising on futures contractsHEAD OF EQUITY INDEX AND HYBRIDS TRADING, ASIA PACIFIC2021-07-14

業務地址 Business Address

註冊機構SFC CE 編號地址
NATIXISAGJ912LEVEL 72, UNITS 7101-7103A, 7105-7107A, 7108, INTERNATIONAL COMMERCE CENTRE, 1 AUSTIN ROAD WEST, KOWLOON.

註冊條件 Conditions

Registered Institution Effective Date Description 1 Registered Institution NATIXIS Effective Date 22 Apr 2026 --> Description --> For Types 1, 2, 4 and 5 regulated activities, the Executive Officer shall, when actively participating in or when directly supervising the business of such activities, do so under the advice of another Executive Officer of NATIXIS not subject to a similar condition. 2 Registered Institution NATIXIS Effective Date 22 Apr 2026 --> Description --> For Types 1, 2, 4 and 5 regulated activities, the Executive Officer shall within 6 months from the effective date of consent for appointment as an Executive Officer for the relevant regulated activities (or within such further period as the Monetary Authority may agree in writing) have passed the relevant recognized local regulatory framework paper(s) pursuant to the Guidelines on Competence issued by the Securities and Futures Commission and informed the Monetary Authority of the examination result(s).

註冊紀錄 Registration History (2)

2026-04-22 – 現時 現職
NATIXIS 主管人員 (EO)
RA 1 RA 2 RA 4 RA 5
2021-07-14 – 2026-04-21
RA 1 RA 2 RA 4 RA 5