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CHANG, HO JAE

張瑚宰
HKMA AI6911HKMA 有關人士現時已註冊主管人員 (EO)
HKMA 官方紀錄

CHANG, HO JAE（HKMA 註冊編號 AI6911）為香港金融管理局「認可機構證券業務員工註冊紀錄冊」內的有關人士。現時於 AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED 註冊進行受規管活動。歷年曾於 2 間認可機構任職。

現時註冊 Current Registration (3)

註冊機構受規管活動主管人員職位 Capacity首次受聘日期
AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITEDRA 1 Type 1: dealing in securities是CO-HEAD OF NORTH ASIA, DCM2022-08-15
AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITEDRA 4 Type 4: advising on securities是CO-HEAD OF NORTH ASIA, DCM2022-08-15
AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITEDRA 6 Type 6: advising on corporate finance是CO-HEAD OF NORTH ASIA, DCM2022-08-15

業務地址 Business Address

註冊機構SFC CE 編號地址
AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITEDAAL48320/F-22/F, THREE EXCHANGE SQUARE, 8 CONNAUGHT PLACE, CENTRAL, HONG KONG.

註冊條件 Conditions

Registered Institution Effective Date Description 1 Registered Institution AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED Effective Date 25 Jul 2023 --> Description --> For Type 1 regulated activity, the Executive Officer shall not engage in dealing activities other than those relating to corporate finance. 2 Registered Institution AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED Effective Date 25 Jul 2023 --> Description --> For Type 6 regulated activity, the Executive Officer shall not advise on matters/transactions falling within the ambit of the Codes on Takeovers and Mergers and Share Buy-backs issued by the Securities and Futures Commission.

註冊紀錄 Registration History (3)

2023-07-25 – 現時 現職
AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED 主管人員 (EO)
RA 1 RA 4 RA 6
2022-08-15 – 2023-07-24
AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED
RA 1 RA 4 RA 6
2021-06-28 – 2022-06-24
SOCIETE GENERALE
RA 1 RA 4

資料引用自香港金融管理局（HKMA）「認可機構證券業務員工註冊紀錄冊」公開紀錄，僅供參考。
官方紀錄：apps.hkma.gov.hk · JSON API：/api/hkma/AI6911