XIE, CHAO

Registered Institution Effective Date Description 1 Registered Institution UNITED OVERSEAS BANK LIMITED Effective Date 05 Dec 2024 --> Description --> For Type 6 regulated activity, the Executive Officer shall not advise on matters/transactions falling within the ambit of the Codes on Takeovers and Mergers and Share Buy-backs issued by the Securities and Futures Commission. 2 Registered Institution UNITED OVERSEAS BANK LIMITED Effective Date 05 Dec 2024 --> Description --> For Type 6 regulated activity, the Executive Officer shall, when actively participating in or when directly supervising the business of such activity, do so under the advice of another Executive Officer of UNITED OVERSEAS BANK LIMITED not subject to a similar condition. 3 Registered Institution UNITED OVERSEAS BANK LIMITED Effective Date 05 Dec 2024 --> Description --> For Type 1 regulated activity, the Executive Officer shall not engage in dealing activities other than those relating to corporate finance.