| 註冊機構 | 受規管活動 | 主管人員 | 職位 Capacity | 首次受聘日期 |
|---|
| NATIXIS | RA 1 Type 1: dealing in securities | 否 | GLOBAL HEAD OF CREDIT SALES AND HEAD OF SALES & FINANCIAL ENGINEERING, ASIA PACIFIC | 2019-09-03 |
| NATIXIS | RA 2 Type 2: dealing in futures contracts | 否 | GLOBAL HEAD OF CREDIT SALES AND HEAD OF SALES & FINANCIAL ENGINEERING, ASIA PACIFIC | 2019-09-03 |
| NATIXIS | RA 4 Type 4: advising on securities | 否 | GLOBAL HEAD OF CREDIT SALES AND HEAD OF SALES & FINANCIAL ENGINEERING, ASIA PACIFIC | 2019-09-03 |
| NATIXIS | RA 5 Type 5: advising on futures contracts | 否 | GLOBAL HEAD OF CREDIT SALES AND HEAD OF SALES & FINANCIAL ENGINEERING, ASIA PACIFIC | 2019-09-03 |