YU, KYUNG JIN
HKMA AI0974HKMA 有關人士現時已註冊主管人員 (EO)
YU, KYUNG JIN（HKMA 註冊編號 AI0974）為香港金融管理局「認可機構證券業務員工註冊紀錄冊」內的有關人士。現時於 KEXIM ASIA LIMITED 註冊進行受規管活動。歷年曾於 1 間認可機構任職。
現時註冊 Current Registration (2)
| 註冊機構 | 受規管活動 | 主管人員 | 職位 Capacity | 首次受聘日期 |
|---|
| KEXIM ASIA LIMITED | RA 1 Type 1: dealing in securities | 是 | SENIOR MANAGER | 2019-03-02 |
| KEXIM ASIA LIMITED | RA 4 Type 4: advising on securities | 是 | SENIOR MANAGER | 2019-03-02 |
註冊條件 Conditions
Registered Institution Effective Date Description 1 Registered Institution KEXIM ASIA LIMITED Effective Date 08 Apr 2022 --> Description --> For Types 1 and 4 regulated activities, the Executive Officer shall, when actively participating in or when directly supervising the business of such activities, do so under the advice of another Executive Officer of KEXIM ASIA LIMITED not subject to a similar condition.
註冊紀錄 Registration History (2)
2019-11-01 – 現時 現職
RA 1 RA 4
2019-03-02 – 2019-10-31
RA 1 RA 4