非官方網站,並非證監會。本網站獨立運作,與香港證券及期貨事務監察委員會(證監會 / SFC)並無關連。所有資料僅引用自證監會公開紀錄冊,僅供參考,使用前請於 證監會官方網站 核實。
SFC Radar
EN ← 返回搜尋

CIANI BASSETTI, PIETRO

HKMA AH7044HKMA 有關人士現時已註冊主管人員 (EO)
HKMA 官方紀錄

CIANI BASSETTI, PIETRO(HKMA 註冊編號 AH7044)為香港金融管理局「認可機構證券業務員工註冊紀錄冊」內的有關人士。現時於 DEUTSCHE BANK AKTIENGESELLSCHAFT 註冊進行受規管活動。歷年曾於 1 間認可機構任職。

現時註冊 Current Registration (2)

註冊機構受規管活動主管人員職位 Capacity首次受聘日期
DEUTSCHE BANK AKTIENGESELLSCHAFTRA 1 Type 1: dealing in securitiesHEAD OF STRATEGIC EQUITY TRANSACTIONS GROUP, ASIA PACIFIC2018-02-06
DEUTSCHE BANK AKTIENGESELLSCHAFTRA 6 Type 6: advising on corporate financeHEAD OF STRATEGIC EQUITY TRANSACTIONS GROUP, ASIA PACIFIC2018-02-06

業務地址 Business Address

註冊機構SFC CE 編號地址
DEUTSCHE BANK AKTIENGESELLSCHAFTAAK07760/F, INTERNATIONAL COMMERCE CENTRE, 1 AUSTIN ROAD WEST, KOWLOON.

註冊條件 Conditions

Registered Institution Effective Date Description 1 Registered Institution DEUTSCHE BANK AKTIENGESELLSCHAFT Effective Date 21 Feb 2022 --> Description --> For Type 1 regulated activity, the Executive Officer shall not engage in dealing activities other than those relating to corporate finance. 2 Registered Institution DEUTSCHE BANK AKTIENGESELLSCHAFT Effective Date 21 Feb 2022 --> Description --> For Type 6 regulated activity, the Executive Officer shall not advise on matters/transactions falling within the ambit of the Codes on Takeovers and Mergers and Share Buy-backs issued by the Securities and Futures Commission.

註冊紀錄 Registration History (2)

2022-02-21 – 現時 現職
RA 1 RA 6
2018-02-06 – 2022-02-20
RA 1 RA 6