ARONNA, JUAN MANUEL
HKMA AH6486HKMA 有關人士現時已註冊主管人員 (EO)
ARONNA, JUAN MANUEL（HKMA 註冊編號 AH6486）為香港金融管理局「認可機構證券業務員工註冊紀錄冊」內的有關人士。現時於 ROYAL BANK OF CANADA 註冊進行受規管活動。歷年曾於 1 間認可機構任職。
現時註冊 Current Registration (3)
| 註冊機構 | 受規管活動 | 主管人員 | 職位 Capacity | 首次受聘日期 |
|---|
| ROYAL BANK OF CANADA | RA 1 Type 1: dealing in securities | 是 | HEAD OF INVESTMENT SOLUTIONS & PRODUCTS ASIA | 2019-09-02 |
| ROYAL BANK OF CANADA | RA 4 Type 4: advising on securities | 是 | HEAD OF INVESTMENT SOLUTIONS & PRODUCTS ASIA | 2019-09-02 |
| ROYAL BANK OF CANADA | RA 9 Type 9: asset management | 是 | HEAD OF INVESTMENT SOLUTIONS & PRODUCTS ASIA | 2020-12-24 |
業務地址 Business Address
| 註冊機構 | SFC CE 編號 | 地址 |
|---|
| ROYAL BANK OF CANADA | AAE727 | 41ST AND 42ND FLOOR, ONE TAIKOO PLACE, TAI KOO PLACE, 979 KING'S ROAD, QUARRY BAY, HONG KONG |
註冊條件 Conditions
Registered Institution Effective Date Description 1 Registered Institution ROYAL BANK OF CANADA Effective Date 11 Sep 2024 --> Description --> For Type 9 regulated activity, the Executive Officer shall not provide a service of managing a portfolio of futures contracts for another person unless it is for hedging purpose only.
註冊紀錄 Registration History (8)
2024-09-11 – 現時 現職
RA 1 RA 4 RA 9
2021-06-24 – 2024-09-10
RA 9
2020-12-24 – 2021-06-23
RA 9
2019-09-02 – 2024-09-10
RA 1 RA 4
2019-08-12 – 2019-08-16
RA 1 RA 4
2019-07-02 – 2019-07-05
RA 1 RA 4
2019-06-10 – 2019-06-11
RA 1 RA 4
2019-05-06 – 2019-05-10
RA 1 RA 4