IRELAND, RODNEY DARRAN
HKMA AH6233HKMA 有關人士現時已註冊主管人員 (EO)
IRELAND, RODNEY DARRAN(HKMA 註冊編號 AH6233)為香港金融管理局「認可機構證券業務員工註冊紀錄冊」內的有關人士。現時於 ROYAL BANK OF CANADA 註冊進行受規管活動。歷年曾於 1 間認可機構任職。
現時註冊 Current Registration (3)
| 註冊機構 | 受規管活動 | 主管人員 | 職位 Capacity | 首次受聘日期 |
|---|
| ROYAL BANK OF CANADA | RA 1 Type 1: dealing in securities | 是 | HEAD OF GLOBAL MARKETS, APAC | 2017-11-01 |
| ROYAL BANK OF CANADA | RA 4 Type 4: advising on securities | 是 | HEAD OF GLOBAL MARKETS, APAC | 2017-11-01 |
| ROYAL BANK OF CANADA | RA 6 Type 6: advising on corporate finance | 是 | HEAD OF GLOBAL MARKETS, APAC | 2017-11-01 |
業務地址 Business Address
| 註冊機構 | SFC CE 編號 | 地址 |
|---|
| ROYAL BANK OF CANADA | AAE727 | 41ST AND 42ND FLOOR, ONE TAIKOO PLACE, TAI KOO PLACE, 979 KING'S ROAD, QUARRY BAY, HONG KONG |
註冊條件 Conditions
Registered Institution Effective Date Description 1 Registered Institution ROYAL BANK OF CANADA Effective Date 11 Jun 2018 --> Description --> For Type 6 regulated activity, the Executive Officer shall not advise on matters/transactions falling within the ambit of the Codes on Takeovers and Mergers and Share Buy-backs issued by the Securities and Futures Commission. 2 Registered Institution ROYAL BANK OF CANADA Effective Date 13 May 2022 --> Description --> For Types 1, 4 and 6 regulated activities, the Executive Officer shall, when actively participating in or when directly supervising the business of such activities, do so under the advice of another Executive Officer of ROYAL BANK OF CANADA not subject to a similar condition.
註冊紀錄 Registration History (2)
2018-06-11 – 現時 現職
RA 1 RA 4 RA 6
2017-11-01 – 2018-06-10
RA 1 RA 4 RA 6