MAK, CHUNG WO THEODORE
麥中和
HKMA AH5617HKMA 有關人士現時已註冊主管人員 (EO)
MAK, CHUNG WO THEODORE（HKMA 註冊編號 AH5617）為香港金融管理局「認可機構證券業務員工註冊紀錄冊」內的有關人士。現時於 HANG SENG BANK, LIMITED 註冊進行受規管活動。歷年曾於 2 間認可機構任職。
現時註冊 Current Registration (3)
| 註冊機構 | 受規管活動 | 主管人員 | 職位 Capacity | 首次受聘日期 |
|---|
| HANG SENG BANK, LIMITED | RA 1 Type 1: dealing in securities | 是 | HEAD OF RETAIL DISTRIBUTION AND PRIVATE BANKING | 2022-10-24 |
| HANG SENG BANK, LIMITED | RA 4 Type 4: advising on securities | 是 | HEAD OF RETAIL DISTRIBUTION AND PRIVATE BANKING | 2022-10-24 |
| HANG SENG BANK, LIMITED | RA 7 Type 7: providing automated trading services | 是 | HEAD OF RETAIL DISTRIBUTION AND PRIVATE BANKING | 2022-10-24 |
註冊紀錄 Registration History (4)
2023-03-01 – 現時 現職
RA 1 RA 4 RA 7
2022-10-24 – 2023-02-28
RA 1 RA 4 RA 7
2020-10-09 – 2022-09-20
RA 1 RA 4
2017-08-30 – 2020-10-08
RA 1 RA 4