LEOW, JINN YIUN

HKMA AH4153HKMA 有關人士現時已註冊主管人員 (EO)

LEOW, JINN YIUN（HKMA 註冊編號 AH4153）為香港金融管理局「認可機構證券業務員工註冊紀錄冊」內的有關人士。現時於 STANDARD CHARTERED BANK (HONG KONG) LIMITED 註冊進行受規管活動。歷年曾於 1 間認可機構任職。

現時註冊 Current Registration (3)

註冊機構	受規管活動	主管人員	職位 Capacity	首次受聘日期
STANDARD CHARTERED BANK (HONG KONG) LIMITED	RA 1 Type 1: dealing in securities	是	MD, REGIONAL HEAD-TRANSPORTATION FINANCE- GCNA	2017-03-11
STANDARD CHARTERED BANK (HONG KONG) LIMITED	RA 4 Type 4: advising on securities	是	MD, REGIONAL HEAD-TRANSPORTATION FINANCE- GCNA	2017-03-11
STANDARD CHARTERED BANK (HONG KONG) LIMITED	RA 6 Type 6: advising on corporate finance	是	MD, REGIONAL HEAD-TRANSPORTATION FINANCE- GCNA	2017-03-11

業務地址 Business Address

註冊機構	SFC CE 編號	地址
STANDARD CHARTERED BANK (HONG KONG) LIMITED	AJI614	32ND FLOOR, 4-4A DES VOEUX ROAD, CENTRAL, HONG KONG.

註冊條件 Conditions

Registered Institution Effective Date Description 1 Registered Institution STANDARD CHARTERED BANK (HONG KONG) LIMITED Effective Date 13 Dec 2024 --> Description --> For Type 6 regulated activity, the Executive Officer shall not advise on matters/transactions falling within the ambit of the Codes on Takeovers and Mergers and Share Buy-backs issued by the Securities and Futures Commission.

註冊紀錄 Registration History (2)

2024-12-13 – 現時現職

STANDARD CHARTERED BANK (HONG KONG) LIMITED 主管人員 (EO)

RA 1 RA 4 RA 6

2017-03-11 – 2024-12-12

STANDARD CHARTERED BANK (HONG KONG) LIMITED

RA 1 RA 4 RA 6

資料引用自香港金融管理局（HKMA）「認可機構證券業務員工註冊紀錄冊」公開紀錄，僅供參考。
官方紀錄：apps.hkma.gov.hk · JSON API：/api/hkma/AH4153