YUEN, KA KI ERNEST（HKMA 註冊編號 AH1342）為香港金融管理局「認可機構證券業務員工註冊紀錄冊」內的有關人士。現時於 BANK OF CHINA (HONG KONG) LIMITED 註冊進行受規管活動。歷年曾於 6 間認可機構任職。
| 註冊機構 | 受規管活動 | 主管人員 | 職位 Capacity | 首次受聘日期 |
|---|---|---|---|---|
| BANK OF CHINA (HONG KONG) LIMITED | RA 1 Type 1: dealing in securities | 否 | CLIENT SERVICES MANAGER | 2026-01-31 |
| BANK OF CHINA (HONG KONG) LIMITED | RA 4 Type 4: advising on securities | 否 | CLIENT SERVICES MANAGER | 2026-01-31 |
| BANK OF CHINA INTERNATIONAL LIMITED | RA 1 Type 1: dealing in securities | 否 | ASSISTANT RELATIONSHIP MANAGER | 2023-11-18 |
| BANK OF CHINA INTERNATIONAL LIMITED | RA 4 Type 4: advising on securities | 否 | ASSISTANT RELATIONSHIP MANAGER | 2024-05-04 |
| 註冊機構 | SFC CE 編號 | 地址 |
|---|---|---|
| BANK OF CHINA (HONG KONG) LIMITED | AAL698 | 14TH FLOOR, BANK OF CHINA TOWER, NO.1 GARDEN ROAD, HONG KONG. |
| BANK OF CHINA INTERNATIONAL LIMITED | AAN851 | 2/F & 3/F, BANK OF CHINA BUILDING, 2A DES VOEUX ROAD CENTRAL, HONG KONG |