SUN, ZHENYU
孫振宇
HKMA AH0670HKMA 有關人士現時已註冊主管人員 (EO)
SUN, ZHENYU(HKMA 註冊編號 AH0670)為香港金融管理局「認可機構證券業務員工註冊紀錄冊」內的有關人士。現時於 CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK 註冊進行受規管活動。歷年曾於 1 間認可機構任職。
現時註冊 Current Registration (3)
註冊條件 Conditions
Registered Institution Effective Date Description 1 Registered Institution CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK Effective Date 21 Jul 2022 --> Description --> For Type 1 regulated activity, the Executive Officer shall not engage in dealing activities other than those relating to corporate finance. 2 Registered Institution CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK Effective Date 21 Jul 2022 --> Description --> For Type 6 regulated activity, the Executive Officer shall not advise on matters/transactions falling within the ambit of the Codes on Takeovers and Mergers and Share Buy-backs issued by the Securities and Futures Commission.
註冊紀錄 Registration History (2)
2022-07-21 – 現時 現職
RA 1 RA 4 RA 6
2016-02-17 – 2022-07-20
RA 1 RA 4 RA 6