BASSOLINO, GAETANO
HKMA AG9617HKMA 有關人士現時已註冊主管人員 (EO)
BASSOLINO, GAETANO（HKMA 註冊編號 AG9617）為香港金融管理局「認可機構證券業務員工註冊紀錄冊」內的有關人士。現時於 UBS AG 註冊進行受規管活動。歷年曾於 1 間認可機構任職。
現時註冊 Current Registration (3)
| 註冊機構 | 受規管活動 | 主管人員 | 職位 Capacity | 首次受聘日期 |
|---|
| UBS AG | RA 1 Type 1: dealing in securities | 是 | SENIOR MANAGER INVESTMENT BANKING | 2015-11-04 |
| UBS AG | RA 4 Type 4: advising on securities | 是 | SENIOR MANAGER INVESTMENT BANKING | 2015-11-04 |
| UBS AG | RA 6 Type 6: advising on corporate finance | 是 | SENIOR MANAGER INVESTMENT BANKING | 2015-11-04 |
業務地址 Business Address
| 註冊機構 | SFC CE 編號 | 地址 |
|---|
| UBS AG | AEP554 | 52/F, TWO INTERNATIONAL FINANCE CENTRE, 8 FINANCE STREET, CENTRAL, HONG KONG. |
註冊條件 Conditions
Registered Institution Effective Date Description 1 Registered Institution UBS AG Effective Date 24 Dec 2020 --> Description --> For Type 6 regulated activity, the Executive Officer shall not advise on matters/transactions falling within the ambit of the Codes on Takeovers and Mergers and Share Buy-backs issued by the Securities and Futures Commission. 2 Registered Institution UBS AG Effective Date 24 Dec 2020 --> Description --> For Type 1 regulated activity, the Executive Officer shall not engage in dealing activities other than those relating to corporate finance.
註冊紀錄 Registration History (3)
2020-12-24 – 現時 現職
RA 1 RA 4 RA 6
2015-11-04 – 2020-12-23
RA 1 RA 4 RA 6
2015-03-02 – 2015-03-04
RA 1