FAN, HAO
樊皓
HKMA AG7392HKMA 有關人士現時已註冊主管人員 (EO)
FAN, HAO（HKMA 註冊編號 AG7392）為香港金融管理局「認可機構證券業務員工註冊紀錄冊」內的有關人士。現時於 AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED 註冊進行受規管活動。歷年曾於 1 間認可機構任職。
現時註冊 Current Registration (3)
註冊條件 Conditions
Registered Institution Effective Date Description 1 Registered Institution AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED Effective Date 29 Apr 2022 --> Description --> For Type 1 regulated activity, the Executive Officer shall not engage in dealing activities other than those relating to corporate finance. 2 Registered Institution AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED Effective Date 29 Apr 2022 --> Description --> For Type 6 regulated activity, the Executive Officer shall not advise on matters/transactions falling within the ambit of the Codes on Takeovers and Mergers and Share Buy-backs issued by the Securities and Futures Commission.
註冊紀錄 Registration History (4)
2022-04-29 – 現時 現職
RA 1 RA 4 RA 6
2015-04-24 – 現時 現職
RA 1 RA 4
2017-12-18 – 2022-04-28
RA 1 RA 4 RA 6
2015-04-29 – 2017-01-13
RA 1 RA 4