LAU, WING YEE（HKMA 註冊編號 AG6444）為香港金融管理局「認可機構證券業務員工註冊紀錄冊」內的有關人士。現時於 HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE) 註冊進行受規管活動。歷年曾於 2 間認可機構任職。
| 註冊機構 | 受規管活動 | 主管人員 | 職位 Capacity | 首次受聘日期 |
|---|---|---|---|---|
| HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE) | RA 1 Type 1: dealing in securities | 否 | MANAGING DIRECTOR, CORPORATE AND INSTITUTIONAL BANKING | 2015-10-03 |
| HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE) | RA 4 Type 4: advising on securities | 否 | MANAGING DIRECTOR, CORPORATE AND INSTITUTIONAL BANKING | 2015-10-03 |
| HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE) | RA 6 Type 6: advising on corporate finance | 否 | MANAGING DIRECTOR, CORPORATE AND INSTITUTIONAL BANKING | 2015-10-03 |
| 註冊機構 | SFC CE 編號 | 地址 |
|---|---|---|
| HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE) | AAA523 | 1 QUEEN'S ROAD CENTRAL, HONG KONG. |