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KUEH, YI KWANN

郭貽軍
HKMA AG5277HKMA 有關人士現時已註冊
HKMA 官方紀錄

KUEH, YI KWANN(HKMA 註冊編號 AG5277)為香港金融管理局「認可機構證券業務員工註冊紀錄冊」內的有關人士。現時於 J.P. MORGAN SECURITIES (ASIA PACIFIC) LIMITED 註冊進行受規管活動。歷年曾於 3 間認可機構任職。

現時註冊 Current Registration (6)

註冊機構受規管活動主管人員職位 Capacity首次受聘日期
J.P. MORGAN SECURITIES (ASIA PACIFIC) LIMITEDRA 1 Type 1: dealing in securitiesINVESTMENT BANKING2016-08-01
J.P. MORGAN SECURITIES (ASIA PACIFIC) LIMITEDRA 4 Type 4: advising on securitiesINVESTMENT BANKING2016-08-01
J.P. MORGAN SECURITIES (ASIA PACIFIC) LIMITEDRA 6 Type 6: advising on corporate financeINVESTMENT BANKING2016-08-01
JPMORGAN CHASE BANK, NATIONAL ASSOCIATIONRA 1 Type 1: dealing in securitiesINVESTMENT BANKING2016-08-01
JPMORGAN CHASE BANK, NATIONAL ASSOCIATIONRA 4 Type 4: advising on securitiesINVESTMENT BANKING2016-08-01
JPMORGAN CHASE BANK, NATIONAL ASSOCIATIONRA 6 Type 6: advising on corporate financeINVESTMENT BANKING2016-08-01

業務地址 Business Address

註冊機構SFC CE 編號地址
J.P. MORGAN SECURITIES (ASIA PACIFIC) LIMITEDAAJ32118/F & 23-29/F, CHATER HOUSE, 8 CONNAUGHT ROAD CENTRAL, HONG KONG
JPMORGAN CHASE BANK, NATIONAL ASSOCIATIONAAL99618/F & 20-29/F, CHATER HOUSE, 8 CONNAUGHT ROAD CENTRAL, HONG KONG

註冊紀錄 Registration History (4)

2016-08-01 – 現時 現職
RA 1 RA 4 RA 6
2016-08-01 – 現時 現職
RA 1 RA 4 RA 6
2016-03-10 – 2016-06-01
RA 1 RA 6
2014-10-28 – 2016-01-21
RA 1 RA 6