LIM, LINA POH IMM
林宝音
HKMA AG3509HKMA 有關人士現時已註冊主管人員 (EO)
LIM, LINA POH IMM（HKMA 註冊編號 AG3509）為香港金融管理局「認可機構證券業務員工註冊紀錄冊」內的有關人士。現時於 HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE) 註冊進行受規管活動。歷年曾於 2 間認可機構任職。
現時註冊 Current Registration (3)
註冊條件 Conditions
Registered Institution Effective Date Description 1 Registered Institution HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE) Effective Date 21 Oct 2020 --> Description --> For Type 9 regulated activity, the Executive Officer shall not provide a service of managing a portfolio of futures contracts for another person unless it is for hedging purpose only.
註冊紀錄 Registration History (9)
2019-08-26 – 現時 現職
RA 1 RA 4
2017-09-14 – 現時 現職
RA 1 RA 4
2017-08-23 – 現時 現職
RA 1 RA 4
2020-12-01 – 2022-01-31
RA 5
2019-08-26 – 2020-10-20
RA 9
2019-01-09 – 2019-05-24
RA 1 RA 4 RA 9
2018-10-24 – 2018-10-26
RA 1 RA 4
2016-11-28 – 2016-12-02
RA 1