CHAN, YUEN ON ALICE

陳婉銨

HKMA AG1461HKMA 有關人士現時已註冊

CHAN, YUEN ON ALICE（HKMA 註冊編號 AG1461）為香港金融管理局「認可機構證券業務員工註冊紀錄冊」內的有關人士。現時於 DBS BANK (HONG KONG) LIMITED 註冊進行受規管活動。歷年曾於 3 間認可機構任職。

現時註冊 Current Registration (6)

註冊機構	受規管活動	主管人員	職位 Capacity	首次受聘日期
DBS BANK (HONG KONG) LIMITED	RA 1 Type 1: dealing in securities	否	TEAM LEAD, FINANCIAL INSTITUTIONS, CORPORATE BANKING	2018-08-14
DBS BANK (HONG KONG) LIMITED	RA 4 Type 4: advising on securities	否	TEAM LEAD, FINANCIAL INSTITUTIONS, CORPORATE BANKING	2018-08-14
DBS BANK (HONG KONG) LIMITED	RA 6 Type 6: advising on corporate finance	否	TEAM LEAD, FINANCIAL INSTITUTIONS, CORPORATE BANKING	2018-08-14
DBS BANK LTD.	RA 1 Type 1: dealing in securities	否	TEAM LEAD, FINANCIAL INSTITUTIONS, CORPORATE BANKING	2018-08-14
DBS BANK LTD.	RA 4 Type 4: advising on securities	否	TEAM LEAD, FINANCIAL INSTITUTIONS, CORPORATE BANKING	2018-08-14
DBS BANK LTD.	RA 6 Type 6: advising on corporate finance	否	TEAM LEAD, FINANCIAL INSTITUTIONS, CORPORATE BANKING	2018-08-14

註冊機構	SFC CE 編號	地址
DBS BANK (HONG KONG) LIMITED	AAL664	11TH FLOOR, THE CENTER, 99 QUEEN'S ROAD CENTRAL, HONG KONG.
DBS BANK LTD.	AAC212	G/F & 18/F, THE CENTER, 99 QUEEN'S ROAD CENTRAL, HONG KONG.

2018-08-14 – 現時現職

RA 1 RA 4 RA 6

2018-08-14 – 現時現職

RA 1 RA 4 RA 6

2016-09-21 – 2017-04-12

RA 6

2013-10-26 – 2017-04-12

RA 1 RA 4

資料引用自香港金融管理局（HKMA）「認可機構證券業務員工註冊紀錄冊」公開紀錄，僅供參考。
官方紀錄：apps.hkma.gov.hk · JSON API：/api/hkma/AG1461