LI, MINGJI
李明姬
HKMA AF9097HKMA 有關人士現時已註冊
LI, MINGJI(HKMA 註冊編號 AF9097)為香港金融管理局「認可機構證券業務員工註冊紀錄冊」內的有關人士。現時於 LGT BANK AG 註冊進行受規管活動。歷年曾於 6 間認可機構任職。
現時註冊 Current Registration (4)
| 註冊機構 | 受規管活動 | 主管人員 | 職位 Capacity | 首次受聘日期 |
|---|
| LGT BANK AG | RA 1 Type 1: dealing in securities | 否 | STAFF OF CLIENT ADVISOR | 2025-03-18 |
| LGT BANK AG | RA 2 Type 2: dealing in futures contracts | 否 | STAFF OF CLIENT ADVISOR | 2025-03-18 |
| LGT BANK AG | RA 4 Type 4: advising on securities | 否 | STAFF OF CLIENT ADVISOR | 2025-03-18 |
| LGT BANK AG | RA 5 Type 5: advising on futures contracts | 否 | STAFF OF CLIENT ADVISOR | 2025-03-18 |
業務地址 Business Address
| 註冊機構 | SFC CE 編號 | 地址 |
|---|
| LGT BANK AG | AWF529 | SUITE 4203, TWO EXCHANGE SQUARE, 8 CONNAUGHT PLACE, HONG KONG. |
註冊紀錄 Registration History (7)
2025-03-18 – 現時 現職
RA 1 RA 2 RA 4 RA 5
2024-05-31 – 2024-07-30
RA 1 RA 4
2022-06-02 – 2024-05-31
CREDIT SUISSE AG
RA 1 RA 4
2018-01-23 – 2021-05-11
RA 1 RA 4
2014-09-24 – 2018-01-28
RA 1 RA 4
2013-09-20 – 2014-06-12
RA 1 RA 4
2013-02-27 – 2013-08-26
RA 1