KWOK, SZE KI PAUL（HKMA 註冊編號 AF6126）為香港金融管理局「認可機構證券業務員工註冊紀錄冊」內的有關人士。現時於 AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED 註冊進行受規管活動。歷年曾於 1 間認可機構任職。
| 註冊機構 | 受規管活動 | 主管人員 | 職位 Capacity | 首次受聘日期 |
|---|---|---|---|---|
| AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED | RA 1 Type 1: dealing in securities | 是 | HEAD OF DIVERSIFIED CORPORATES, HONG KONG | 2013-01-09 |
| AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED | RA 4 Type 4: advising on securities | 是 | HEAD OF DIVERSIFIED CORPORATES, HONG KONG | 2013-01-09 |
| 註冊機構 | SFC CE 編號 | 地址 |
|---|---|---|
| AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED | AAL483 | 20/F-22/F, THREE EXCHANGE SQUARE, 8 CONNAUGHT PLACE, CENTRAL, HONG KONG. |