HARWARD, ANDREW BLAKE

HKMA AF3767HKMA 有關人士現時已註冊主管人員 (EO)

HARWARD, ANDREW BLAKE（HKMA 註冊編號 AF3767）為香港金融管理局「認可機構證券業務員工註冊紀錄冊」內的有關人士。現時於 AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED 註冊進行受規管活動。歷年曾於 1 間認可機構任職。

現時註冊 Current Registration (3)

註冊機構	受規管活動	主管人員	職位 Capacity	首次受聘日期
AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED	RA 1 Type 1: dealing in securities	是	HEAD OF CORPORATE FINANCE NORTH ASIA	2012-07-31
AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED	RA 4 Type 4: advising on securities	是	HEAD OF CORPORATE FINANCE NORTH ASIA	2012-07-31
AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED	RA 6 Type 6: advising on corporate finance	是	HEAD OF CORPORATE FINANCE NORTH ASIA	2020-10-10

業務地址 Business Address

註冊機構	SFC CE 編號	地址
AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED	AAL483	20/F-22/F, THREE EXCHANGE SQUARE, 8 CONNAUGHT PLACE, CENTRAL, HONG KONG.

註冊條件 Conditions

Registered Institution Effective Date Description 1 Registered Institution AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED Effective Date 05 Dec 2023 --> Description --> For Type 1 regulated activity, the Executive Officer shall not engage in dealing activities other than those relating to corporate finance. 2 Registered Institution AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED Effective Date 05 Dec 2023 --> Description --> For Type 6 regulated activity, the Executive Officer shall not advise on matters/transactions falling within the ambit of the Codes on Takeovers and Mergers and Share Buy-backs issued by the Securities and Futures Commission.

註冊紀錄 Registration History (4)

2023-12-05 – 現時現職

AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED 主管人員 (EO)

RA 1 RA 4 RA 6

2020-10-10 – 2023-12-04

AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED

RA 6

2012-07-31 – 2023-12-04

AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED

RA 1 RA 4

2011-11-11 – 2012-05-10

AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED

RA 1 RA 4

資料引用自香港金融管理局（HKMA）「認可機構證券業務員工註冊紀錄冊」公開紀錄，僅供參考。
官方紀錄：apps.hkma.gov.hk · JSON API：/api/hkma/AF3767