MAK, LOK KI（HKMA 註冊編號 AF3141）為香港金融管理局「認可機構證券業務員工註冊紀錄冊」內的有關人士。現時於 J.P. MORGAN SECURITIES (ASIA PACIFIC) LIMITED 註冊進行受規管活動。歷年曾於 5 間認可機構任職。
| 註冊機構 | 受規管活動 | 主管人員 | 職位 Capacity | 首次受聘日期 |
|---|---|---|---|---|
| J.P. MORGAN SECURITIES (ASIA PACIFIC) LIMITED | RA 1 Type 1: dealing in securities | 否 | SALES AND MARKETING | 2018-06-19 |
| J.P. MORGAN SECURITIES (ASIA PACIFIC) LIMITED | RA 4 Type 4: advising on securities | 否 | SALES AND MARKETING | 2018-06-19 |
| J.P. MORGAN SECURITIES (ASIA PACIFIC) LIMITED | RA 7 Type 7: providing automated trading services | 否 | SALES AND MARKETING | 2018-06-19 |
| JPMORGAN CHASE BANK, NATIONAL ASSOCIATION | RA 1 Type 1: dealing in securities | 否 | SALES AND MARKETING | 2018-06-19 |
| JPMORGAN CHASE BANK, NATIONAL ASSOCIATION | RA 4 Type 4: advising on securities | 否 | SALES AND MARKETING | 2018-06-19 |
| 註冊機構 | SFC CE 編號 | 地址 |
|---|---|---|
| J.P. MORGAN SECURITIES (ASIA PACIFIC) LIMITED | AAJ321 | 18/F & 23-29/F, CHATER HOUSE, 8 CONNAUGHT ROAD CENTRAL, HONG KONG |
| JPMORGAN CHASE BANK, NATIONAL ASSOCIATION | AAL996 | 18/F & 20-29/F, CHATER HOUSE, 8 CONNAUGHT ROAD CENTRAL, HONG KONG |