JOBANPUTRA, JAYANT
HKMA AF2787HKMA 有關人士現時已註冊主管人員 (EO)
JOBANPUTRA, JAYANT（HKMA 註冊編號 AF2787）為香港金融管理局「認可機構證券業務員工註冊紀錄冊」內的有關人士。現時於 TORONTO-DOMINION BANK 註冊進行受規管活動。歷年曾於 1 間認可機構任職。
現時註冊 Current Registration (2)
| 註冊機構 | 受規管活動 | 主管人員 | 職位 Capacity | 首次受聘日期 |
|---|
| TORONTO-DOMINION BANK | RA 1 Type 1: dealing in securities | 是 | SENIOR VICE PRESIDENT, TD BANK GROUP AND EXECUTIVE MANAGING DIRECTOR & REGIONAL HEAD, ASIA-PACIFIC, TD SECURITIES | 2017-01-11 |
| TORONTO-DOMINION BANK | RA 4 Type 4: advising on securities | 是 | SENIOR VICE PRESIDENT, TD BANK GROUP AND EXECUTIVE MANAGING DIRECTOR & REGIONAL HEAD, ASIA-PACIFIC, TD SECURITIES | 2017-01-11 |
註冊條件 Conditions
Registered Institution Effective Date Description 1 Registered Institution TORONTO-DOMINION BANK Effective Date 11 Jan 2017 --> Description --> For Types 1 and 4 regulated activities, the Executive Officer shall, when actively participating in or when directly supervising the business of such activities, do so under the advice of another Executive Officer of TORONTO-DOMINION BANK not subject to a similar condition.
註冊紀錄 Registration History (3)
2017-01-11 – 現時 現職
RA 1 RA 4
2012-04-16 – 2012-04-17
RA 1 RA 4
2011-09-06 – 2011-09-08
RA 1 RA 4