CHAN, WING SIU（HKMA 註冊編號 AF2424）為香港金融管理局「認可機構證券業務員工註冊紀錄冊」內的有關人士。現時於 BANK OF COMMUNICATIONS CO., LTD. 註冊進行受規管活動。歷年曾於 2 間認可機構任職。
| 註冊機構 | 受規管活動 | 主管人員 | 職位 Capacity | 首次受聘日期 |
|---|---|---|---|---|
| BANK OF COMMUNICATIONS CO., LTD. | RA 1 Type 1: dealing in securities | 否 | FUND MANAGER | 2011-08-11 |
| BANK OF COMMUNICATIONS CO., LTD. | RA 4 Type 4: advising on securities | 否 | FUND MANAGER | 2011-08-11 |
| BANK OF COMMUNICATIONS CO., LTD. | RA 9 Type 9: asset management | 否 | FUND MANAGER | 2011-08-11 |
| BCOM FINANCE (HONG KONG) LIMITED | RA 1 Type 1: dealing in securities | 是 | SENIOR FUND MANAGER | 2011-08-24 |
| BCOM FINANCE (HONG KONG) LIMITED | RA 4 Type 4: advising on securities | 是 | SENIOR FUND MANAGER | 2011-08-24 |
| BCOM FINANCE (HONG KONG) LIMITED | RA 5 Type 5: advising on futures contracts | 是 | SENIOR FUND MANAGER | 2011-10-18 |
| BCOM FINANCE (HONG KONG) LIMITED | RA 9 Type 9: asset management | 是 | SENIOR FUND MANAGER | 2011-08-24 |
| 註冊機構 | SFC CE 編號 | 地址 |
|---|---|---|
| BANK OF COMMUNICATIONS CO., LTD. | AAK782 | UNIT B B/F & G/F, UNIT C G/F, 1-3/F, 16/F ROOM 01 & 18/F, WHEELOCK HOUSE, 20 PEDDER STREET, CENTRAL, HONG KONG |
| BCOM FINANCE (HONG KONG) LIMITED | AAL384 | 1/F WHEELOCK HOUSE, 20 PEDDER STREET, CENTRAL, HONG KONG. |