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WONG, KAR FAI ALAN

黃嘉輝
HKMA AF2047HKMA 有關人士現時已註冊主管人員 (EO)
HKMA 官方紀錄

WONG, KAR FAI ALAN（HKMA 註冊編號 AF2047）為香港金融管理局「認可機構證券業務員工註冊紀錄冊」內的有關人士。現時於 J.P. MORGAN SECURITIES (ASIA PACIFIC) LIMITED 註冊進行受規管活動。歷年曾於 3 間認可機構任職。

現時註冊 Current Registration (6)

註冊機構受規管活動主管人員職位 Capacity首次受聘日期
J.P. MORGAN SECURITIES (ASIA PACIFIC) LIMITEDRA 1 Type 1: dealing in securities是MANAGING DIRECTOR, CORPORATE BANKING2022-03-16
J.P. MORGAN SECURITIES (ASIA PACIFIC) LIMITEDRA 4 Type 4: advising on securities是MANAGING DIRECTOR, CORPORATE BANKING2022-03-16
J.P. MORGAN SECURITIES (ASIA PACIFIC) LIMITEDRA 6 Type 6: advising on corporate finance是MANAGING DIRECTOR, CORPORATE BANKING2022-03-16
JPMORGAN CHASE BANK, NATIONAL ASSOCIATIONRA 1 Type 1: dealing in securities是MANAGING DIRECTOR, CORPORATE BANKING2022-03-16
JPMORGAN CHASE BANK, NATIONAL ASSOCIATIONRA 4 Type 4: advising on securities是MANAGING DIRECTOR, CORPORATE BANKING2022-03-16
JPMORGAN CHASE BANK, NATIONAL ASSOCIATIONRA 6 Type 6: advising on corporate finance是MANAGING DIRECTOR, CORPORATE BANKING2022-03-16

業務地址 Business Address

註冊機構SFC CE 編號地址
J.P. MORGAN SECURITIES (ASIA PACIFIC) LIMITEDAAJ32118/F & 23-29/F, CHATER HOUSE, 8 CONNAUGHT ROAD CENTRAL, HONG KONG
JPMORGAN CHASE BANK, NATIONAL ASSOCIATIONAAL99618/F & 20-29/F, CHATER HOUSE, 8 CONNAUGHT ROAD CENTRAL, HONG KONG

註冊條件 Conditions

Registered Institution Effective Date Description 1 Registered Institution J.P. MORGAN SECURITIES (ASIA PACIFIC) LIMITED Effective Date 12 Feb 2025 --> Description --> For Type 6 regulated activity, the Executive Officer shall not advise on matters/transactions falling within the ambit of the Codes on Takeovers and Mergers and Share Buy-backs issued by the Securities and Futures Commission. 2 Registered Institution J.P. MORGAN SECURITIES (ASIA PACIFIC) LIMITED Effective Date 12 Feb 2025 --> Description --> For Type 1 regulated activity, the Executive Officer shall not engage in dealing activities other than those relating to corporate finance. 1 Registered Institution JPMORGAN CHASE BANK, NATIONAL ASSOCIATION Effective Date 12 Feb 2025 --> Description --> For Type 6 regulated activity, the Executive Officer shall not advise on matters/transactions falling within the ambit of the Codes on Takeovers and Mergers and Share Buy-backs issued by the Securities and Futures Commission. 2 Registered Institution JPMORGAN CHASE BANK, NATIONAL ASSOCIATION Effective Date 12 Feb 2025 --> Description --> For Type 1 regulated activity, the Executive Officer shall not engage in dealing activities other than those relating to corporate finance.

註冊紀錄 Registration History (5)

2025-02-12 – 現時 現職
J.P. MORGAN SECURITIES (ASIA PACIFIC) LIMITED 主管人員 (EO)
RA 1 RA 4 RA 6
2025-02-12 – 現時 現職
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION 主管人員 (EO)
RA 1 RA 4 RA 6
2022-03-16 – 2025-02-11
J.P. MORGAN SECURITIES (ASIA PACIFIC) LIMITED
RA 1 RA 4 RA 6
2022-03-16 – 2025-02-11
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
RA 1 RA 4 RA 6
2019-03-15 – 2021-12-15
BANK OF AMERICA, NATIONAL ASSOCIATION
RA 1 RA 4 RA 6

資料引用自香港金融管理局（HKMA）「認可機構證券業務員工註冊紀錄冊」公開紀錄，僅供參考。
官方紀錄：apps.hkma.gov.hk · JSON API：/api/hkma/AF2047