GOH, KAI JIN

吳凱勁

HKMA AF1504HKMA 有關人士現時已註冊

GOH, KAI JIN（HKMA 註冊編號 AF1504）為香港金融管理局「認可機構證券業務員工註冊紀錄冊」內的有關人士。現時於 DBS BANK (HONG KONG) LIMITED 註冊進行受規管活動。歷年曾於 2 間認可機構任職。

現時註冊 Current Registration (5)

註冊機構	受規管活動	主管人員	職位 Capacity	首次受聘日期
DBS BANK (HONG KONG) LIMITED	RA 1 Type 1: dealing in securities	否	SPECIALIST, FIXED INCOME SALES, GLOBAL FINANCIAL MARKETS	2021-01-01
DBS BANK (HONG KONG) LIMITED	RA 4 Type 4: advising on securities	否	SPECIALIST, FIXED INCOME SALES, GLOBAL FINANCIAL MARKETS	2021-01-01
DBS BANK LTD.	RA 1 Type 1: dealing in securities	否	SPECIALIST, FIXED INCOME SALES, GLOBAL FINANCIAL MARKETS	2011-06-07
DBS BANK LTD.	RA 4 Type 4: advising on securities	否	SPECIALIST, FIXED INCOME SALES, GLOBAL FINANCIAL MARKETS	2011-06-07
DBS BANK LTD.	RA 6 Type 6: advising on corporate finance	否	SPECIALIST, FIXED INCOME SALES, GLOBAL FINANCIAL MARKETS	2012-09-21

註冊機構	SFC CE 編號	地址
DBS BANK (HONG KONG) LIMITED	AAL664	11TH FLOOR, THE CENTER, 99 QUEEN'S ROAD CENTRAL, HONG KONG.
DBS BANK LTD.	AAC212	G/F & 18/F, THE CENTER, 99 QUEEN'S ROAD CENTRAL, HONG KONG.

2021-01-01 – 現時現職

RA 1 RA 4

2012-09-21 – 現時現職

RA 6

2011-06-07 – 現時現職

RA 1 RA 4

2021-01-01 – 2024-12-31

RA 6

2013-10-23 – 2016-09-19

RA 1 RA 4

資料引用自香港金融管理局（HKMA）「認可機構證券業務員工註冊紀錄冊」公開紀錄，僅供參考。
官方紀錄：apps.hkma.gov.hk · JSON API：/api/hkma/AF1504