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NG, WAI YIN

吳維賢
HKMA AF1253HKMA 有關人士現時已註冊
HKMA 官方紀錄

NG, WAI YIN（HKMA 註冊編號 AF1253）為香港金融管理局「認可機構證券業務員工註冊紀錄冊」內的有關人士。現時於 DBS BANK (HONG KONG) LIMITED 註冊進行受規管活動。歷年曾於 5 間認可機構任職。

現時註冊 Current Registration (6)

註冊機構受規管活動主管人員職位 Capacity首次受聘日期
DBS BANK (HONG KONG) LIMITEDRA 1 Type 1: dealing in securities否RELATIONSHIP MANAGER, ENERGY, RENEWABLES AND INFRASTRUCTURE, CORPORATE BANKING2023-10-18
DBS BANK (HONG KONG) LIMITEDRA 4 Type 4: advising on securities否RELATIONSHIP MANAGER, ENERGY, RENEWABLES AND INFRASTRUCTURE, CORPORATE BANKING2023-10-18
DBS BANK (HONG KONG) LIMITEDRA 6 Type 6: advising on corporate finance否RELATIONSHIP MANAGER, ENERGY, RENEWABLES AND INFRASTRUCTURE, CORPORATE BANKING2023-10-18
DBS BANK LTD.RA 1 Type 1: dealing in securities否RELATIONSHIP MANAGER, ENERGY, RENEWABLES AND INFRASTRUCTURE, CORPORATE BANKING2023-10-18
DBS BANK LTD.RA 4 Type 4: advising on securities否RELATIONSHIP MANAGER, ENERGY, RENEWABLES AND INFRASTRUCTURE, CORPORATE BANKING2023-10-18
DBS BANK LTD.RA 6 Type 6: advising on corporate finance否RELATIONSHIP MANAGER, ENERGY, RENEWABLES AND INFRASTRUCTURE, CORPORATE BANKING2023-10-18

業務地址 Business Address

註冊機構SFC CE 編號地址
DBS BANK (HONG KONG) LIMITEDAAL66411TH FLOOR, THE CENTER, 99 QUEEN'S ROAD CENTRAL, HONG KONG.
DBS BANK LTD.AAC212G/F & 18/F, THE CENTER, 99 QUEEN'S ROAD CENTRAL, HONG KONG.

註冊紀錄 Registration History (7)

2023-10-18 – 現時 現職
DBS BANK (HONG KONG) LIMITED
RA 1 RA 4 RA 6
2023-10-18 – 現時 現職
DBS BANK LTD.
RA 1 RA 4 RA 6
2022-01-05 – 2023-10-06
CMB WING LUNG BANK LIMITED
RA 1 RA 4
2016-06-25 – 2021-11-21
DBS BANK (HONG KONG) LIMITED
RA 1 RA 4
2015-11-07 – 2021-11-21
DBS BANK LTD.
RA 1 RA 4
2013-03-12 – 2015-11-01
STANDARD CHARTERED BANK (HONG KONG) LIMITED
RA 1
2011-05-19 – 2012-11-25
BANK OF COMMUNICATIONS CO., LTD.
RA 1 RA 4

資料引用自香港金融管理局（HKMA）「認可機構證券業務員工註冊紀錄冊」公開紀錄，僅供參考。
官方紀錄：apps.hkma.gov.hk · JSON API：/api/hkma/AF1253