WANG, XIN LONG
王心瓏
HKMA AF1190HKMA 有關人士現時已註冊主管人員 (EO)
WANG, XIN LONG(HKMA 註冊編號 AF1190)為香港金融管理局「認可機構證券業務員工註冊紀錄冊」內的有關人士。現時於 BANK OF CHINA LIMITED 註冊進行受規管活動。歷年曾於 3 間認可機構任職。
現時註冊 Current Registration (2)
| 註冊機構 | 受規管活動 | 主管人員 | 職位 Capacity | 首次受聘日期 |
|---|
| BANK OF CHINA LIMITED | RA 4 Type 4: advising on securities | 是 | DEPUTY HEAD OF ASSET MANAGEMENT CENTRE | 2026-02-12 |
| BANK OF CHINA LIMITED | RA 9 Type 9: asset management | 是 | DEPUTY HEAD OF ASSET MANAGEMENT CENTRE | 2025-12-29 |
註冊條件 Conditions
Registered Institution Effective Date Description 1 Registered Institution BANK OF CHINA LIMITED Effective Date 29 Dec 2025 --> Description --> For Type 9 regulated activity, the Executive Officer shall not provide a service of managing a portfolio of futures contracts for another person unless it is for hedging purpose only.
註冊紀錄 Registration History (4)
2012-01-03 – 2012-04-01
RA 1
2011-05-16 – 2012-04-01
RA 1 RA 4 RA 9