HAU, YIN NGAI BENCHLEY（HKMA 註冊編號 AF0878）為香港金融管理局「認可機構證券業務員工註冊紀錄冊」內的有關人士。現時於 BANK OF COMMUNICATIONS (HONG KONG) LIMITED 註冊進行受規管活動。歷年曾於 6 間認可機構任職。
| 註冊機構 | 受規管活動 | 主管人員 | 職位 Capacity | 首次受聘日期 |
|---|---|---|---|---|
| BANK OF COMMUNICATIONS (HONG KONG) LIMITED | RA 1 Type 1: dealing in securities | 否 | DEALER | 2020-07-16 |
| BANK OF COMMUNICATIONS (HONG KONG) LIMITED | RA 4 Type 4: advising on securities | 否 | DEALER | 2020-07-16 |
| BANK OF COMMUNICATIONS CO., LTD. | RA 1 Type 1: dealing in securities | 否 | DEALER | 2020-07-16 |
| BANK OF COMMUNICATIONS CO., LTD. | RA 4 Type 4: advising on securities | 否 | DEALER | 2020-07-16 |
| BANK OF COMMUNICATIONS CO., LTD. | RA 9 Type 9: asset management | 否 | DEALER | 2020-07-16 |
| 註冊機構 | SFC CE 編號 | 地址 |
|---|---|---|
| BANK OF COMMUNICATIONS (HONG KONG) LIMITED | BJN782 | UNIT B B/F & G/F, UNIT C G/F, 1-3/F, 16/F ROOM 01 & 18/F, WHEELOCK HOUSE, 20 PEDDER STREET, CENTRAL, HONG KONG |
| BANK OF COMMUNICATIONS CO., LTD. | AAK782 | UNIT B B/F & G/F, UNIT C G/F, 1-3/F, 16/F ROOM 01 & 18/F, WHEELOCK HOUSE, 20 PEDDER STREET, CENTRAL, HONG KONG |