SHEN, SUNG HSIEN YVES

沈頌賢

HKMA AF0682HKMA 有關人士現時已註冊

SHEN, SUNG HSIEN YVES（HKMA 註冊編號 AF0682）為香港金融管理局「認可機構證券業務員工註冊紀錄冊」內的有關人士。現時於 NATIXIS 註冊進行受規管活動。歷年曾於 3 間認可機構任職。

現時註冊 Current Registration (3)

註冊機構	受規管活動	主管人員	職位 Capacity	首次受聘日期
NATIXIS	RA 1 Type 1: dealing in securities	否	HEAD OF DEBT CAPITAL MARKETS AND HEAD OF CAPITAL STRUCTURE & RATING ADVISORY, CORPORATES, ASIA PACIFIC & MIDDLE EAST	2015-06-23
NATIXIS	RA 4 Type 4: advising on securities	否	HEAD OF DEBT CAPITAL MARKETS AND HEAD OF CAPITAL STRUCTURE & RATING ADVISORY, CORPORATES, ASIA PACIFIC & MIDDLE EAST	2015-06-23
NATIXIS	RA 6 Type 6: advising on corporate finance	否	HEAD OF DEBT CAPITAL MARKETS AND HEAD OF CAPITAL STRUCTURE & RATING ADVISORY, CORPORATES, ASIA PACIFIC & MIDDLE EAST	2017-03-03

註冊機構	SFC CE 編號	地址
NATIXIS	AGJ912	LEVEL 72, UNITS 7101-7103A, 7105-7107A, 7108, INTERNATIONAL COMMERCE CENTRE, 1 AUSTIN ROAD WEST, KOWLOON.

2017-03-03 – 現時現職

RA 6

2015-06-23 – 現時現職

RA 1 RA 4

2012-07-04 – 2015-02-26

ROYAL BANK OF SCOTLAND PUBLIC LIMITED COMPANY (THE)

RA 6

2012-04-25 – 2015-02-26

ROYAL BANK OF SCOTLAND N.V. (THE)

RA 4 RA 6

2011-04-01 – 2015-02-26

ROYAL BANK OF SCOTLAND N.V. (THE)

RA 1

2011-04-01 – 2015-02-26

ROYAL BANK OF SCOTLAND PUBLIC LIMITED COMPANY (THE)

RA 1 RA 4

資料引用自香港金融管理局（HKMA）「認可機構證券業務員工註冊紀錄冊」公開紀錄，僅供參考。
官方紀錄：apps.hkma.gov.hk · JSON API：/api/hkma/AF0682