| 註冊機構 | 受規管活動 | 主管人員 | 職位 Capacity | 首次受聘日期 |
|---|
| DBS BANK (HONG KONG) LIMITED | RA 1 Type 1: dealing in securities | 否 | TEAM LEAD, BUSINESS BANKING - BUSINESS DEVELOPMENT, SME BANKING | 2017-10-17 |
| DBS BANK (HONG KONG) LIMITED | RA 4 Type 4: advising on securities | 否 | TEAM LEAD, BUSINESS BANKING - BUSINESS DEVELOPMENT, SME BANKING | 2017-10-17 |
| DBS BANK (HONG KONG) LIMITED | RA 6 Type 6: advising on corporate finance | 否 | TEAM LEAD, BUSINESS BANKING - BUSINESS DEVELOPMENT, SME BANKING | 2017-10-17 |
| DBS BANK LTD. | RA 1 Type 1: dealing in securities | 否 | TEAM LEAD, BUSINESS BANKING - BUSINESS DEVELOPMENT, SME BANKING | 2017-10-12 |
| DBS BANK LTD. | RA 4 Type 4: advising on securities | 否 | TEAM LEAD, BUSINESS BANKING - BUSINESS DEVELOPMENT, SME BANKING | 2017-10-12 |
| DBS BANK LTD. | RA 6 Type 6: advising on corporate finance | 否 | TEAM LEAD, BUSINESS BANKING - BUSINESS DEVELOPMENT, SME BANKING | 2017-10-12 |