LIU, JIE(HKMA 註冊編號 AD0154)為香港金融管理局「認可機構證券業務員工註冊紀錄冊」內的有關人士。現時於 STANDARD CHARTERED BANK (HONG KONG) LIMITED 註冊進行受規管活動。歷年曾於 2 間認可機構任職。
| 註冊機構 | 受規管活動 | 主管人員 | 職位 Capacity | 首次受聘日期 |
|---|---|---|---|---|
| STANDARD CHARTERED BANK (HONG KONG) LIMITED | RA 4 Type 4: advising on securities | 是 | HEAD OF GREATER CHINA STRATEGY & HEAD OF RATES, GREATER CHINA AND NORTH AMERICA, ASEAN, SOUTH ASIA | 2012-11-10 |
| STANDARD CHARTERED BANK (HONG KONG) LIMITED | RA 5 Type 5: advising on futures contracts | 是 | HEAD OF GREATER CHINA STRATEGY & HEAD OF RATES, GREATER CHINA AND NORTH AMERICA, ASEAN, SOUTH ASIA | 2021-02-08 |
| 註冊機構 | SFC CE 編號 | 地址 |
|---|---|---|
| STANDARD CHARTERED BANK (HONG KONG) LIMITED | AJI614 | 32ND FLOOR, 4-4A DES VOEUX ROAD, CENTRAL, HONG KONG. |