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KIM, KANG JAE

HKMA AC9849HKMA 有關人士現時已註冊主管人員 (EO)
HKMA 官方紀錄

KIM, KANG JAE（HKMA 註冊編號 AC9849）為香港金融管理局「認可機構證券業務員工註冊紀錄冊」內的有關人士。現時於 AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED 註冊進行受規管活動。歷年曾於 2 間認可機構任職。

現時註冊 Current Registration (3)

註冊機構受規管活動主管人員職位 Capacity首次受聘日期
AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITEDRA 1 Type 1: dealing in securities是HEAD OF CAPITAL MARKETS, ASIA2015-05-15
AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITEDRA 4 Type 4: advising on securities是HEAD OF CAPITAL MARKETS, ASIA2015-05-15
AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITEDRA 6 Type 6: advising on corporate finance是HEAD OF CAPITAL MARKETS, ASIA2015-05-15

業務地址 Business Address

註冊機構SFC CE 編號地址
AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITEDAAL48320/F-22/F, THREE EXCHANGE SQUARE, 8 CONNAUGHT PLACE, CENTRAL, HONG KONG.

註冊條件 Conditions

Registered Institution Effective Date Description 1 Registered Institution AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED Effective Date 28 Oct 2019 --> Description --> For Type 6 regulated activity, the Executive Officer shall not advise on matters/transactions falling within the ambit of the Codes on Takeovers and Mergers and Share Buy-backs issued by the Securities and Futures Commission. 2 Registered Institution AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED Effective Date 28 Oct 2019 --> Description --> For Type 1 regulated activity, the Executive Officer shall not engage in dealing activities other than those relating to corporate finance.

註冊紀錄 Registration History (4)

2019-10-28 – 現時 現職
AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED 主管人員 (EO)
RA 1 RA 4 RA 6
2015-05-15 – 2019-10-27
AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED
RA 1 RA 4 RA 6
2007-02-16 – 2010-03-22
DEUTSCHE BANK AKTIENGESELLSCHAFT
RA 1 RA 6
2006-06-24 – 2007-01-15
DEUTSCHE BANK AKTIENGESELLSCHAFT
RA 1 RA 6

資料引用自香港金融管理局（HKMA）「認可機構證券業務員工註冊紀錄冊」公開紀錄，僅供參考。
官方紀錄：apps.hkma.gov.hk · JSON API：/api/hkma/AC9849