YAU, CHI MAN（HKMA 註冊編號 AC7431）為香港金融管理局「認可機構證券業務員工註冊紀錄冊」內的有關人士。現時於 INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED 註冊進行受規管活動。歷年曾於 4 間認可機構任職。
| 註冊機構 | 受規管活動 | 主管人員 | 職位 Capacity | 首次受聘日期 |
|---|---|---|---|---|
| INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED | RA 1 Type 1: dealing in securities | 是 | SENIOR VICE PRESIDENT | 2018-01-18 |
| INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED | RA 4 Type 4: advising on securities | 是 | SENIOR VICE PRESIDENT | 2018-01-18 |
| 註冊機構 | SFC CE 編號 | 地址 |
|---|---|---|
| INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED | AAI670 | 33/F, ICBC TOWER, 3 GARDEN ROAD, CENTRAL, HONG KONG. |